List of Eligible Collective Investment Schemes under CIES

Name of CISManager of the CISDenominated CurrencyBrief Description of the
Investment Policy of the CIS

Affluent Life Investment - Linked Plan

China Life Insurance (Overseas) Company Limited

Hong Kong Dollars

Affluent Life is a single premium investment-linked assurance scheme offering a selection of investment options linking to underlying funds of the Eligible Collective Investment Scheme (ECIS) under Capital Investment Entrant Scheme.

Allianz Global Investors Choice Fund – Allianz Choice Hong Kong Fund

Allianz Global Investors Asia Pacific Limited

Hong Kong Dollars

It aims to achieve long term capital growth by investing primarily in Hong Kong Equities, including Chinese securities listed in Hong Kong. Units in this fund are suitable for the unitholders who are willing to assume a relatively higher level of risk to achieve potentially higher long term returns.

Allianz Global Investors Fund – Allianz HKD Income

Allianz Global Investors Asia Pacific Limited

Hong Kong Dollars

The Fund will invest in Hong Kong Dollar denominated debt markets to achieve its objective.

Allianz Global Investors Fund - Allianz Hong Kong Equity

Allianz Global Investors Asia Pacific Limited

Hong Kong Dollars

The investment objective is to achieve capital appreciation in the long-term. The fund will seek to achieve its investment objective primarily through Hong Kong related investments in equity markets.

Aviator

Ageas Insurance Company (Asia) Limited

Hong Kong Dollars

Aviator is a single premium investment-linked assurance scheme aims to achieve capital growth over a medium to long term period by offering a number of collective investment schemes for investment.

Aviator Plus

Ageas Insurance Company (Asia) Limited

Hong Kong Dollars

Aviator Plus is a single premium investment-linked assurance scheme aims to achieve capital growth over a medium to long term period by offering a number of collective investment schemes for investment.

Baring Hong Kong China Fund ("Fund") - Class A

Baring International Fund Managers (Ireland) Limited- it has delegated the investment management of the Fund to Baring Asset Management Limited and Baring Asset Management Limited have appointed Baring Asset Management (Asia) Limited (licensed under Part V of the SFO) as sub-investment manager to the Fund

Hong Kong Dollars

The objective of the Fund is to achieve long-term capital growth in the value of assets. The Fund will seek to achieve its investment objective by investing at least 70% of its total assets at any one time in equities and equity-related securities of companies incorporated in Hong Kong or China, or in companies exercising the predominant part of their economic activity in Hong Kong or China.

BEA Union Investment Hong Kong Dollar (HK$) Bond Fund

BEA Union Investment Management Limited

Hong Kong Dollars

The Fund seeks to provide investors with long term capital growth in HK dollar terms through investing in a diversified portfolio consisting primarily of HK dollar denominated interest bearing securities.

BEA Union Investment Hong Kong Growth Fund

BEA Union Investment Management Limited

Hong Kong Dollars

The Fund seeks to provide investors with long term capital growth in HK dollar terms through investing in a diversified portfolio consisting primarily of securities of companies, either listed in or with operations or interests principally, in Hong Kong.

BlackRock Global Funds - China Fund - A Class non-distributing share HKD unhedged

BlackRock (Hong Kong) Limited

Hong Kong Dollars

The Fund invests at least 70% of its total assets in the equity securities of companies domiciled in, or exercising the predominant part of their economic activity in, the People's Republic of China.

BOCHK Hong Kong Equity Fund

BOCI-Prudential Asset Management Limited

Hong Kong Dollars

The Fund aims to provide investors with long term capital growth through investment mainly in the listed equities and equity related securities (including warrants and convertible securities) of companies operating principally in Hong Kong, or linked either directly or indirectly to the Hong Kong economy.

BOCHK Hong Kong Dollar Income Fund

BOCI-Prudential Asset Management Limited

Hong Kong Dollars

The Fund seeks to provide a stable income stream and long term capital appreciation through a portfolio which mainly consists of Hong Kong dollar denominated investment grade (rate Baa3 or better by Moody's or other credit rating agency of similar standing) bonds.

BOCHK China Consumption Growth Fund

BOCI-Prudential Asset Management Limited

Hong Kong Dollars

The Fund seeks to provide investors with long-term capital growth by investing primarily in listed equities or equity-related securities issued by or linked to companies which activities relate to the consumer sector in Hong Kong and/or the mainland China.

BOCHK China Equity Fund

BOCI-Prudential Asset Management Limited

Hong Kong Dollars

The Fund aims to provide investors with long term capital growth through investment mainly in the listed equities and equity related securities (including warrants and convertible securities) of companies whose activities are closely related to the economic development and growth of the economy of the People's Republic of China.

BOCHK Wealth Creation Series – BOCHK All Weather HK & China Equity Fund

BOCHK Asset Management Limited

Hong Kong Dollars

The Sub-Fund is investing primarily in equity securities in the Hong Kong and China markets.

BOCIP China Value Fund

BOCI-Prudential Asset Management Limited

Hong Kong Dollars

The Fund invests primarily in securities issued by or linked to companies which activities and business are closely related to the economy of the People's Republic of China.

BOCIP Hong Kong Low Volatility Equity Fund

BOCI-Prudential Asset Management Limited

Hong Kong Dollars

The Fund seeks to provide investors with medium-term capital growth by investing primarily in equity securities listed or to be listed on the Stock Exchange of Hong Kong Limited (“SEHK”), including H shares, red-chip companies, exchange traded funds (“ETFs”) (including ETFs managed by the Manager) and real estate investment trusts (“REITs”).

BOCIP Hong Kong Value Fund

BOCI-Prudential Asset Management Limited

Hong Kong Dollars

The Fund seeks to provide investors with long-term capital growth by investing primarily in equity securities listed or to be listed on the Stock Exchange of Hong Kong Limited (“SEHK”) (including H shares, shares of red-chip companies, shares of other companies, exchange traded funds (“ETFs”) (including ETFs managed by the Manager) and real estate investment trusts (“REITs”) listed on the SEHK) or listed equities issued by companies which have business or operations or interests in Hong Kong.

BOCOM International Dragon Core Growth Fund

BOCOM International Asset Management Limited

Hong Kong Dollars

The Fund invests at least 70% of its latest available Net Asset Value in H-shares, red-chips and other companies listed on the Hong Kong Stock Exchange.

Capital Flexi InvestPlan

MassMutual Asia Limited

Hong Kong Dollars

Capital Flexi InvestPlan is a single premium investment-linked assurance scheme.

Capital InvestPlan

MassMutual Asia Limited

Hong Kong Dollars

Capital InvestPlan is a single premium investment-linked assurance scheme that provides an investment platform with a range of investment choices. Each investment choice is linked to an underlying fund which is an approved Eligible Collective Investment Scheme (ECIS) under Capital Investment Entrant Scheme.

CCB International-China Policy Driven Fund

CCB International Asset Management Ltd

Hong Kong Dollars

The investment objective of the Fund is to achieve long-term appreciation of the unit price through capital growth and income appreciation by investing in a diversified portfolio of equities and equity related securities, bonds that are listed primarily on Hong Kong stock exchange and/or any international securities exchange and can benefit from the polic(ies) in place and/or to be made by the government and/or statutory bodies of mainland China, Hong Kong, Macau and Taiwan.

ChinaAMC China Opportunities Fund

China Asset Management (Hong Kong) Limited

Hong Kong Dollars

The Fund seeks to maximise capital growth by investing primarily (i.e. at least 70% of its net assets) in China related listed equity securities.

China Southern Dragon Dynamic Fund – China New Balance Opportunity Fund

CSOP Asset Management Limited

Hong Kong Dollars

The Fund aims to achieve medium to long-term capital appreciation by investing mainly in small to medium cap companies benefiting from China’s economic restructure and consumption upgrade; the ultimate goal is to outperform China’s economic growth.

CMS CSI Overseas Mainland Enterprises ETF

CMS Asset Management (HK) Co., Limited

Hong Kong Dollars

The Fund’s investment objective is to seek to provide investment results that, before fees and expenses, closely correspond to the performance of the CSI Overseas Mainland Enterprises Index (HKD).

CMS Hong Kong Multi Income Fund

CMS Asset Management (HK) Co., Limited

Hong Kong Dollars

The Fund invests primarily in (A) equity securities of companies operating principally in Hong Kong and/or China, or companies whose businesses are linked directly or indirectly to the economic growth in Hong Kong and/or China, and (B) debt securities and debt-related securities issued or guaranteed by Hong Kong or Chinese issuers.

CSI China-Hong Kong Leaders Fund

CITIC Securities International Investment Management (HK) Limited

Hong Kong Dollars

To invest in a diversified portfolio of at least twenty three blue chip equities, and to a limited extent, ADRs and GDRs, that are listed primarily on Hong Kong stock exchange and/or any international securities exchange and/or other organized securities markets that are open to the international public and on which such securities are regularly traded. The CSI China-Hong Kong Leaders Fund will invest at least 70% of its net asset value, in listed equities with large capitalisation issued by companies established in Hong Kong or by companies whose shares are listed in Hong Kong (including but not limited to H-shares and shares of red-chip companies) which derive a predominant portion of their income, revenue, assets or economic activity from the PRC and Hong Kong.

CUAM Hong Kong Dollar Bond Fund

China Universal Asset Management (Hong Kong) Company Limited

Hong Kong Dollars

The Fund seeks to invest more than 70% of its assets in Hong Kong Dollar denominated debt securities and certificates of deposits, and not more than 30% of its assets in other currency denominated debt securities.

CUAM China - Hong Kong Strategy Fund

China Universal Asset Management (Hong Kong) Company Limited

Hong Kong Dollars

The Fund seeks to achieve medium to long-term capital growth through investing primarily in securities of companies which are established in Greater China or having their income, revenue, assets, economic activities, business or operations associated with Greater China.

DSL InvestEase Investment-Linked Plan

Dah Sing Life Assurance Company Limited

Hong Kong Dollars

It is a single premium investment-linked insurance plan provides an investment platform offering different investment choices for your portfolio, allowing you the opportunity to grow your assets for potential returns.

DSL InvestEase II Investment-Linked Plan

Dah Sing Life Assurance Company Limited

Hong Kong Dollars

It is a single premium investment-linked assurance scheme offering a selection of investment choices linking to underlying funds of the Eligible Collective Investment Scheme (ECIS) under Capital Investment Entrant Scheme.

DSL InvestEase III Investment-Linked Plan

Dah Sing Life Assurance Company Limited

Hong Kong Dollars

It is a single premium investment-linked assurance scheme offering a selection of investment choices linking to underlying funds of the Eligible Collective Investment Scheme (ECIS) under Capital Investment Entrant Scheme.

Fidelity Funds - China Opportunities Fund

FIL Investment Management (Hong Kong) Limited

Hong Kong Dollars

The fund aims to achieve long-term capital growth through investing primarily in securities of companies having their head office or exercising a predominant part of their activities in China or Hong Kong.

GF China Growth Fund - Class B (HKD) Shares

GF Asset Management (Hong Kong) Limited

Hong Kong Dollars

The principal investment objective of the GF China Growth Fund is to achieve medium to long-term capital appreciation and steady return through investing primarily (i.e. at least 70% of its non-cash assets) in securities of companies in the Greater China region and companies deriving significant income in the Greater China region, which are listed, quoted or traded on major stock exchanges worldwide including but not limited to the PRC, Hong Kong, Taiwan, Singapore, the United States, the United Kingdom, Australia and New Zealand. The Greater China region includes the PRC, Hong Kong, Macau and Taiwan.

Guosen China Momentum Fund

Guosen Securities (HK) Asset Management Co., Ltd

Hong Kong Dollars

Guosen China Momentum Fund (the “Sub-Fund”) intends to make medium to long term investments in securities of companies from goods produced or sold, investments made or services performed in Greater China region including the PRC, Hong Kong, Macau and Taiwan.

Guotai Junan Equity Income Fund

Guotai Junan Assets (Asia) Limited

Hong Kong Dollars

The Guotai Junan Equity Income Fund invests in the equity securities of companies established in Greater China or which derive a majority of their revenue from business related to Greater China, whether in the form of direct investment in, or trade with, Greater China. This includes companies incorporated and/or listed outside Greater China.

Guotai Junan Greater China Growth Fund

Guotai Junan Assets (Asia) Limited

Hong Kong Dollars

The Guotai Junan Greater Growth Fund seeks to provide investors with medium to long-term capital appreciation over time, primarily through investment of a portfolio consisting of listed securities of companies that derive or are expected to derive a significant portion of their revenues from goods produced or sold, investments made or services performed in Greater China, which includes the People's Republic of China (PRC) the Special Administrative Regions of Hong Kong and Macau and Taiwan. The Manager believes that the value of these companies would increase through benefiting from the economic growth of the Greater China Region.

Haitong Middle Kingdom Fund

Haitong International Managers Limited

Hong Kong Dollars

The Fund has been established to manage a portfolio of publicly quoted equity or equity-linked securities of companies within the Pacific region whose business relates substantially or in part to the People's Republic of China (the "PRC"). It is envisaged that the majority of such investments will be made in Hong Kong companies or companies listed on The Stock Exchange of Hong Kong Limited but investment in the PRC itself as well as Taiwan, Singapore, Japan and other countries will be considered if deemed appropriate by the Manager. The Fund aims to achieve

Hang Seng Index Fund

Hang Seng Investment Management Limited

Hong Kong Dollars

To match as closely as practicable the performance of the Hang Seng Index

Hang Seng MidCap Index Fund

Hang Seng Investment Management Limited

Hong Kong Dollars

To match as closely as practicable the performance of the Hang Seng Composite MidCap Index

Hang Seng China Index Fund

Hang Seng Investment Management Limited

Hong Kong Dollars

To match as closely as practicable the performance of the FTSE/Xinhua China 25 index.

Hang Seng H-Share Index ETF

Hang Seng Investment Management Limited

Hong Kong Dollars

To match as closely as practicable the performance of the Hang Seng China Enterprises Index

Hang Seng Index ETF

Hang Seng Investment Management Limited

Hong Kong Dollars

To match as closely as practicable the performance of the Hang Seng Index

Hang Seng FTSE China 25 Index ETF

Hang Seng Investment Management Limited

Hong Kong Dollars

To match as closely as practicable the performance of the Hang Seng China Enterprises Index

Hang Seng China H-Share Index Fund

Hang Seng Investment Management Limited

Hong Kong Dollars

To match as closely as practicable the performance of the Hang Seng China Enterprises Index

Harvest Funds (Cayman) - China Equity Fund - Class A (HKD)

Harvest Global Investments Limited

Hong Kong Dollars

The Fund invests primarily in equity and equity-related securities of companies which are incorporated in, have their area of primary activity in or which are related to the growth of the People’s Republic of China.

Horizon

FWD Life Insurance Company (Bermuda) Limited

Hong Kong Dollars

A single premium investment-linked assurance scheme aims to provide capital growth over medium to long term by offering a selection of investment choices linking to underlying funds of the Eligible Collective Investment Scheme (ECIS) under Capital Investment Entrant Scheme.

Horizon II

FWD Life Insurance Company (Bermuda) Limited

Hong Kong Dollars

A single premium investment-linked assurance scheme aims to provide capital growth over long term by offering a selection of investment choices linking to underlying funds of the Eligible Collective Investment Scheme under Capital Investment Entrant Scheme.

Horizons Hang Seng High Dividend Yield ETF

Mirae Asset Global Investments (Hong Kong) Limited

Hong Kong Dollars

Horizons Hang Seng High Dividend Yield ETF seeks to provide investment results that, before deduction of fees and expenses, closely correspond to the performance of the Hang Seng High Dividend Yield Index.

Horizons MSCI China ETF

Mirae Asset Global Investments (Hong Kong) Limited

Hong Kong Dollars

Horizons MSCI China ETF seeks to provide investment results that, before deduction of fees and expenses, closely correspond to the performance of the MSCI China Index.

ICBC (Asia) Investment Funds - China Hong Kong Vision fund

ICBC (Asia) Investment Management Company Limited

Hong Kong Dollars

The investment objective is to achieve long-term capital growth by investing primarily in equities and related instruments (including but not limited to warrants, covered warrants, equity options, convertible bonds and overseas listed depositary receipts) of companies whose business is connected with the economy of China & Hong Kong.

Invesco PRC Equity Fund ( the " Fund " )- Class A (Accum - HK$) Shares

Invesco Global Asset Management Limited - it has delegated the invesment management of the Fund to Invesco Hong Kong Limited (licensed under Part V of the SFO)

Hong Kong Dollars

The objective of this Fund is to achieve long-term capital growth by investing in transferable securities of companies with substantial exposure to mainland China.

Invesco PRC Equity Fund ( the " Fund " ) - Class C (Accum - HK$) Shares

Invesco Global Asset Management Limited - it has delegated the invesment management of the Fund to Invesco Hong Kong Limited (licensed under Part V of the SFO)

Hong Kong Dollars

The objective of this Fund is to achieve long-term capital growth by investing in transferable securities of companies with substantial exposure to mainland China.

iShares MSCI China Index ETF

BlackRock Asset Management North Asia Limited

Hong Kong Dollars

iiShares MSCI China Index ETF (the "Fund") is an exchange traded fund listed on the Stock Exchange of Hong Kong with stock code 2801. The Fund seeks to provide investment results that, before fees and expenses, closely correspond to the performance of the MSCI China Index.

JPMorgan Greater China Smaller Companies Fund

JPMorgan Funds (Asia) Limited

Hong Kong Dollars

The investment policy of the Fund is to provide investors with long-term capital growth by investing primarily in the securities of small to medium-sized companies in the People's Republic of China, Hong Kong and Taiwan ("Greater China").

JPMorgan Funds – China Fund – JPM China A (dist) – HKD

Management Company: JPMorgan Asset Management (Europe) S.a r.l.
Investment Manager: JF Asset Management Limited

Hong Kong Dollars

To provide long-term capital growth by investing primarily in companies of the People's Republic of China.

JPMorgan Funds – Hong Kong Fund – JPM Hong Kong A (dist) – HKD

Management Company: JPMorgan Asset Management (Europe) S.a r.l.
Investment Manager: JF Asset Management Limited

Hong Kong Dollars

To provide long-term capital growth by investing primarily in Hong Kong companies.

Lippo Select HK & Mainland Property ETF

Lippo Investments Management Limited

Hong Kong Dollars

The Fund aims to provide investment results, before fees and expenses that closely correspond to the performance of the Lippo Select HK & Mainland Property Index.

Macquarie IPO China Gateway Fund- Class A3

Macquarie Funds Management Hong Kong Limited

Hong Kong Dollars

The objective of the Fund is to capture the growth of IPO securities from their offer and during the early stages of listing. The Fund invests in securities that are or will list in Greater China or Singapore or US. IPO securities not listed in Greater China must derive a significant portion of their revenue from Greater China or Singapore. The manager determines the investment portfolio using quantitative and qualitative criteria including market capitalisation, liquidity, size of free float, fundamental value and market diversification.

Manulife Global Fund - Dragon Growth Fund Share Class AA

Manulife Asset Management (Hong Kong) Limited

Hong Kong Dollars

This fund aims to achieve capital growth by investing in a diversified portfolio of public companies which are listed on the Stock Exchange of Hong Kong Limited and/or the Growth Enterprise Market of the Stock Exchange of Hong Kong Limited ('GEM') and/or, although not incorporated or listed on either stock exchange in Hong Kong, are incorporated or listed on a stock exchange in any other jurisdiction and have substantial business interests in Hong Kong and/or derive a substantial portion of their revenue from their business carried in Hong Kong. A proportion of the Fund may also be invested in equity warrants and convertible bonds issued by, or in respect of, such companies.

NCB China Equity Fund

BOCI - Prudential Asset Management Limited

Hong Kong Dollars

NCB China Equity Fund is an equity fund which aims to provide investors with long-term capital growth through investment mainly in the listed equities and equity related securities (including warrants and convertible securities) of companies whose activities are closely related to or benefit from the economic development and growth of the economy of Mainland China and Hong Kong.

NCB China Resources Opportunities Fund

BOCI-Prudential Asset Management Limited

Hong Kong Dollars

The Fund seeks to capture medium-to-long-term capital appreciation opportunities through investment in a diversified portfolio of resources and energy related investment instruments that are related to the economic growth or development of the PRC.

PineBridge Hong Kong Equity Fund

PineBridge Investments Hong Kong Limited

Hong Kong Dollars

The PineBridge Hong Kong Equity Fund seeks to provide capital appreciation through a managed portfolio of shares in companies quoted on The Stock Exchange of Hong Kong Limited. Hong Kong is in the Manager's view well placed to prosper directly from economic activity in the Asian region and the economic emergence of the People's Republic of China.

Ping An of China CSI HK Dividend ETF

Ping An of China Asset Management (Hong Kong) Company Limited

Hong Kong Dollars

The Fund aims to track the performance of the CSI Hong Kong Dividend Index.

Principal Hong Kong Bond Fund, a sub-fund under the Principal Life Style Fund

Principal Asset Management Company (Asia) Limited

Hong Kong Dollars

The Sub-Fund primarily invests at least 70% of its assets in Hong Kong debt securities (rated or unrated), including (but not limited to) sovereign and/or non-sovereign, floating and/or fixed, of varying maturities issued by the government or by multi-lateral agencies or by companies, and denominated in Hong Kong dollars.

Principal Hong Kong Equity Fund, a sub-fund under the Principal Life Style Fund

Principal Asset Management Company (Asia) Limited

Hong Kong Dollars

The objective of the Principal Hong Kong Equity Fund is to achieve capital growth over the long-term by investing mainly in Hong Kong equity markets. The Principal Hong Kong Equity Fund will invest primarily in listed equities issued by companies established in Hong Kong or by companies whose shares are listed in Hong Kong (including but not limited to H shares and shares of red-chip companies listed on the Hong Kong Stock Exchange). The Principal Hong Kong Equity Fund may also invest in listed equities issued by companies which have business in Hong Kong. The Principal Hong Kong Equity Fund may hold cash and

Principal China Equity Fund, a sub-fund under the Principal Life Style Fund

Principal Asset Management Company (Asia) Limited

Hong Kong Dollars

The objective of the Principal China Equity Fund is to achieve capital growth over the long term by investing mainly in China-related equities. The Principal China Equity Fund will invest primarily in equities issued by companies with exposure in different sectors of economies in People's Republic of China (Mainland China). Equity securities include but are not limited to equity shares, preference shares, depository receipts and other collective investment scheme as permitted under the MPF Regulation. The Principal China Equity Fund may hold cash and short-term investments for cash management purpose.

PRUlink capital investment plan

Prudential Hong Kong Limited

Hong Kong Dollars

A single premium investment-linked assurance scheme that provides a selection of investment options linking to underlying funds of the Eligible Collective Investment Scheme under Capital Investment Entrant Scheme.

Royal Link

Zurich Life Insurance Company Limited

Hong Kong Dollars

It is a single contribution investment-linked assurance scheme that provides investors a financial tool with a range of investment choices for selection based on investors' investment strategies. Each investment choice is linked to an underlying fund which is an approved Eligible Collective Investment Scheme. Investors shall refer to the Investment Details of the Principal Brochure for details of investment choices.

Schroder International Selection Fund-China Opportunities A Accumulation HKD Share Class

Schroder Investment Management (Hong Kong) Limited

Hong Kong Dollars

To provide capital growth primarily through investment in equity and equity related securities of companies which are headquartered and/or listed in or have a substantial business exposure to the People's Republic of China.

Schroder International Selection Fund China Opportunities A Distribution HKD Share Class

Schroder Investment Management (Hong Kong) Limited

Hong Kong Dollars

To provide investment in equity and equity related securities of companies which are headquartered and/or listed in or have a substantial business exposure to the People’s Republic of China.

Schroder International Selection Fund - Hong Kong Dollar Bond

Schroder Investment Management (Hong Kong) Limited

Hong Kong Dollars

To provide a return of capital growth and income primarily through investment in a portfolio of bonds and other fixed and floating rate securities denominated in HKD and issued by governments, government agencies, supra-national and corporate issuers worldwide.

Schroder International Selection Fund - Hong Kong Equity

Schroder Investment Management (Hong Kong) Limited

Hong Kong Dollars

To provide capital growth primarily through investment in equity securities of Hong Kong SAR companies.

Skyline

Manulife (International) Limited

Hong Kong Dollars

Skyline is a single premium investment-linked insurance plan with its policy value linked to the performance of the investment choices under Skyline.

SunFuture

Sun Life Hong Kong Limited

Hong Kong Dollars

It is a single contribution investment-linked assurance scheme. Each investment-linked fund is linked to a corresponding underlying fund that is an approved Eligible Collective Investment Scheme.

SunFuture II

Sun Life Hong Kong Limited

Hong Kong Dollars

It is a single contribution investment-linked assurance scheme. Each investment-linked fund is linked to a corresponding underlying fund that is an approved Eligible Collective Investment Scheme.

SWS STRATEGIC INVESTMENT FUNDS - Shenyin Wanguo China Policy Focus Fund

Shenyin Wanguo Asset Management (Asia) Limited

Hong Kong Dollars

The Shenyin Wanguo China Policy Focus Fund invests primarily in securities issued by companies operating in sectors and industries that in the Manager’s view, are likely to benefit from the macroeconomic policies of the PRC Government.

Tracker Fund of Hong Kong (TraHK)

State Street Global Advisors Asia Limited

Hong Kong Dollars

The investment objective of TraHK is to provide investment results that closely correspond with the performance of the Hang Seng Index, by investing all, or substantially all, of the assets of TraHK in the shares of companies that make up the Hang Seng Index in substantially the same weightings as they appear in.

Treasure Pearl

AIA International Limited

Hong Kong Dollars

A single premium investment-linked assurance scheme that provides an alternative investment vehicle to meet different investment objectives as desired by the Applicant with a selection of investment options linking to underlying funds which are approved Eligible Collective Investment Scheme (ECIS) under Capital Investment Entrant Scheme. The Applicant shall refer to the investment policy of respective underlying funds made available under this scheme for details.

Treasure Pearl 2

AIA International Limited

Hong Kong Dollars

A single premium investment-linked assurance scheme that provides an alternative investment vehicle to meet different investment objectives as desired by the Applicant with a selection of investment options linking to underlying funds which are approved Eligible Collective Investment Scheme under Capital Investment Entrant Scheme.

UBS (Lux) Equity Fund – China Opportunity (USD) - (HKD) P-acc share class

UBS Global Asset Management (Hong Kong) Limited

Hong Kong Dollars

The aim of the Sub-Fund is to achieve a reasonable level of income, while giving due consideration to capital security and the liquidity of the Sub-Fund’s assets.

Value China ETF

Sensible Asset Management Hong Kong Limited (as Manager)
Value Partners Hong Kong Limited (as Sub-Manager)

Hong Kong Dollars

The investment objective of Value China ETF is to provide investment results that, before fees and expenses, closely correspond to the performance of the FTSE Value-Stocks China Index.

Value Partners China Greenchip Fund Limited

Value Partners Limited

Hong Kong Dollars

The investment objective of the Fund is to achieve medium-term capital growth by means of investing in companies established in Greater China or which derive a majority of their revenue from business related to Greater China, whether in the form of direct investment in, or trade with, Greater China. This includes companies incorporated and/or listed outside Greater China.

Voyage China Fund

Zeal Asset Management Limited

Hong Kong Dollars

The fund’s core investment philosophy is rooted in the principles of value investing and primarily invests in equities listed in Hong Kong, Shanghai, and/or Shenzhen. The general asset allocation strategy is at least 70% of the fund’s non-cash assets will be invested in Hong Kong stocks, and 0% to 30% in stocks listed in Shanghai or Shenzhen. In addition, at least 70% of the fund’s non-cash assets will be invested in China-related investments.

W.I.S.E. - CSI HK100 TrackerTM

BOCI-Prudential Asset Management Limited

Hong Kong Dollars

The Fund is an index-tracking fund which seeks to track the performance of the CSI Hong Kong 100 Index. The risk profile of the Fund is generally regarded as high.